Privacy Notice

FACTS WHAT DOES TOCQUEVILLE DO WITH YOUR PERSONAL INFORMATION?
WHY? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.
WHAT? The types of personal information we collect and share depend on the product or service you have with us. This information can include:

  • Social Security number and income
  • assets and investment experience
  • transaction history and wire transfer instructions

When you are no longer our customer, we continue to share your information as described in this notice.

HOW? All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons Tocqueville chooses to share; and whether you can limit this sharing.
Reasons we can share your personal information Does Tocqueville
share?
Can you limit this
sharing?
For our everyday business purposes –
Such as to process your transactions, maintain your
account(s), respond to court orders and legal
investigations, or report to credit bureaus
Yes No
For our marketing purposes –
To offer our products and services to you
Yes No
For joint marketing with other financial companies Yes No
For our affiliates’ everyday business purposes —
Information about your transactions and experiences
No We don’t share
For our affiliates’ everyday business purposes —
Information about your creditworthiness
No We don’t share
For nonaffiliates to market to you No We don’t share
Who we are
Who is providing this
notice?
Tocqueville Asset Management L.P.
What we do
How does Tocqueville
protect my personal
information?
To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. Contracts with our service providers require them (i) to restrict access to your non-public personal information and (ii) to maintain physical, electronic and procedural safeguards against unintended disclosure.
How does Tocqueville
collect my personal
information?
We collect your personal information, for example, when you

  • open an account or enter into an investment advisory contract
  • provide account information or give us your contact information
  • make a wire transfer
Why can’t I limit all
sharing?
Federal law gives you the right to limit only

  • sharing for affiliates’ everyday business purposes – information
    about your creditworthiness
  • affiliates from using your information to market to you
  • sharing for nonaffiliates to market to you

State laws and individual companies may give you additional rights to limit sharing.

Definitions
Affiliates Companies related by common ownership or control. They can be financial and nonfinancial companies.

  • Affiliates include a broker-dealer as well as the investment advisor
Nonaffiliates Companies not related by common ownership or control. They can be financial and nonfinancial companies.

  • Nonaffiliates we share with can include financial companies such as broker-dealers, custodians, financial advisers and nonfinancial companies such as fulfillment, proxy voting, and class action service providers
Joint marketing A formal agreement between nonaffiliated financial companies that together market financial products or services to you.

  • Our joint marketing partners include placement agents who market interests in the funds we manage.

Mutual Funds

You are about to leave the Private Wealth Management section of the website. The link you have accessed is provided for informational purposes only and should not be considered a solicitation to become a shareholder of or invest in the Tocqueville Trust Mutual Funds. Please consider the investment objectives, risks, and charges and expenses of any Mutual Fund carefully before investing. The prospectus contains this and other information about the Funds. You may obtain a free prospectus by downloading a copy from the Mutual Fund section of the website, by contacting an authorized broker/dealer, or by calling 1-800-697-3863.Please read the prospectus carefully before you invest. By accepting you will be leaving the Private Wealth Management section of the website.